Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Robert Harvey | 4558464 | 3 | 09/16/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leroy Philip Rachlin | 1081895 | 2 | 08/07/1995 | Customer Dispute | Settled | $26,878.00 | $0.00 | See FINRA Report |
| Howard Thomas Gierling | 2059591 | 2 | 06/06/1995 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Margaret Tegler Hardesty | 1278408 | 2 | 04/03/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Reimann Nehrbas | 816949 | 2 | 04/03/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Hunter Robb | 1331359 | 2 | 01/06/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Begnaud | 865927 | 2 | 10/11/1994 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Murray Carter | 1911097 | 6 | 08/03/1994 | Customer Dispute | Award / Judgment | $2,002.28 | $541.00 | See FINRA Report |
| Thomas Anthony McDonald | 1411308 | 4 | 07/26/1994 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony Arvanites | 706347 | 4 | 07/11/1994 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |