Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Lucian Costanzo | 2504371 | 2 | 04/16/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard John Ballou | 1572301 | 1 | 03/11/1997 | Customer Dispute | Settled | $16,750.00 | $0.00 | See FINRA Report |
| Edward Joseph Kelly | 1283190 | 1 | 09/19/1996 | Customer Dispute | Settled | $36,715.00 | $0.00 | See FINRA Report |
| Diane Patricia Gabriel | 1063352 | 1 | 08/30/1996 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Paul Steven Karsevar | 1050202 | 1 | 04/01/1996 | Customer Dispute | Settled | $9,000,000.00 | $0.00 | See FINRA Report |
| Timothy James Ennis | 837093 | 4 | 01/24/1996 | Customer Dispute | Award / Judgment | $76,000.00 | $83,243.00 | See FINRA Report |
| Bruce John Malinowski | 728241 | 2 | 12/15/1995 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Robert Harvey | 4558464 | 2 | 09/16/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leroy Philip Rachlin | 1081895 | 2 | 08/07/1995 | Customer Dispute | Settled | $26,878.00 | $0.00 | See FINRA Report |
| Howard Thomas Gierling | 2059591 | 2 | 06/06/1995 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |