Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Anthony Meizels | 2334477 | 2 | 03/06/1998 | Customer Dispute | Withdrawn | $20,320.00 | $0.00 | See FINRA Report |
| Charles Alexander Creekmore | 1906522 | 3 | 02/11/1998 | Customer Dispute | Denied | $7,560.00 | $0.00 | See FINRA Report |
| Murray Carter | 1911097 | 6 | 02/10/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Murray Carter | 1911097 | 6 | 12/15/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin Musselman Chronister | 46578 | 1 | 12/12/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lawrence Kevin Ennis | 502059 | 2 | 09/09/1997 | Customer Dispute | Settled | $81,000.00 | $0.00 | See FINRA Report |
| Barry Keith Whalen | 2428378 | 6 | 05/06/1997 | Customer Dispute | Award / Judgment | $10,000.00 | $10,150.00 | See FINRA Report |
| Peter Lucian Costanzo | 2504371 | 2 | 04/16/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard John Ballou | 1572301 | 1 | 03/11/1997 | Customer Dispute | Settled | $16,750.00 | $0.00 | See FINRA Report |
| Paul Steven Karsevar | 1050202 | 1 | 04/01/1996 | Customer Dispute | Settled | $9,000,000.00 | $0.00 | See FINRA Report |