Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Scott Richards | 2357072 | 4 | 09/01/1998 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Charles Pennock Collings | 51101 | 2 | 08/26/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Keith Whalen | 2428378 | 6 | 08/17/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Christopher Bryant | 1514919 | 1 | 08/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pat Joseph Ingrassia | 1068874 | 2 | 07/23/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Adam Ewanouski | 1200306 | 7 | 07/14/1998 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Mark Anthony Giudice | 1555215 | 2 | 05/20/1998 | Customer Dispute | Denied | $139,765.00 | $0.00 | See FINRA Report |
| William Carl Meyer | 1253431 | 2 | 05/13/1998 | Customer Dispute | Settled | $15,549.20 | $0.00 | See FINRA Report |
| Thomas Anthony McDonald | 1411308 | 4 | 05/11/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Wesley Stauffer | 3129458 | 1 | 04/28/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |