Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Michael Moynihan | 1904606 | 2 | 03/10/1999 | Customer Dispute | Denied | $9,039.11 | $0.00 | See FINRA Report |
| Michael Adam Ewanouski | 1200306 | 7 | 03/02/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Giudice | 1555215 | 2 | 02/22/1999 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James Andrew Wolfinger | 471466 | 1 | 02/10/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Pennock Collings | 51101 | 2 | 02/08/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Winner | 1520060 | 2 | 02/02/1999 | Customer Dispute | Denied | $121,000.00 | $0.00 | See FINRA Report |
| Steven Charles Guggenheimer | 1646257 | 3 | 12/11/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Albert Howard Wheeler | 464457 | 1 | 12/07/1998 | Customer Dispute | Award / Judgment | $534,770.00 | $36,822.40 | See FINRA Report |
| Gary Steven Halter | 732330 | 2 | 11/06/1998 | Customer Dispute | Award / Judgment | $30,321.00 | $5,500.00 | See FINRA Report |
| Ronald Lee Shaw | 1918080 | 2 | 10/19/1998 | Customer Dispute | Settled | $12,062.50 | $0.00 | See FINRA Report |