Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter John Klimuszko | 2078946 | 1 | 01/13/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Schnee | 1176174 | 6 | 01/13/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Drahuschak | 71631 | 1 | 01/04/2000 | Customer Dispute | Settled | $14,641.00 | $0.00 | See FINRA Report |
| William Albert Murdoch | 1271101 | 2 | 12/20/1999 | Customer Dispute | Settled | $28,660.10 | $0.00 | See FINRA Report |
| Michael Edouard Blankenship | 2215124 | 7 | 11/19/1999 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Schnee | 1176174 | 6 | 09/24/1999 | Customer Dispute | Denied | $403,775.00 | $0.00 | See FINRA Report |
| Timothy Edward Daly | 1219609 | 3 | 08/23/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Keith Whalen | 2428378 | 6 | 07/19/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Timothy James Ennis | 837093 | 4 | 07/07/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Winner | 1520060 | 2 | 05/26/1999 | Customer Dispute | Award / Judgment | $860,000.00 | $200,000.00 | See FINRA Report |