Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vito Anthony Tango | 1019177 | 1 | 06/30/2000 | Customer Dispute | Closed-No Action | $7,000,000.00 | $0.00 | See FINRA Report |
| Daryl Gene Woodring | 832835 | 3 | 06/08/2000 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| William George Harvey | 722249 | 3 | 05/15/2000 | Customer Dispute | Settled | $237,385.00 | $0.00 | See FINRA Report |
| Bernie Lee Townes | 1305111 | 3 | 05/10/2000 | Customer Dispute | Denied | $336,826.00 | $0.00 | See FINRA Report |
| Sidney Edward Gosser | 724301 | 2 | 05/02/2000 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Robert Francis Farrell | 2921501 | 1 | 03/28/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy James Ennis | 837093 | 4 | 03/28/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Kayvon Hagigh | 2583423 | 2 | 03/24/2000 | Customer Dispute | Settled | $29,157.20 | $0.00 | See FINRA Report |
| Jack Zotti | 1906898 | 6 | 02/10/2000 | Customer Dispute | Settled | $4,235.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Schnee | 1176174 | 6 | 01/24/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |