Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Eric Asendorf | 1018543 | 7 | 11/16/2000 | Customer Dispute | Award / Judgment | $95,000.00 | $51,969.90 | See FINRA Report |
| Maryann Ann Perrone | 1472989 | 1 | 10/11/2000 | Customer Dispute | Denied | $216,000.00 | $0.00 | See FINRA Report |
| Theodore Frank Binder | 1925746 | 3 | 09/11/2000 | Customer Dispute | Denied | $23,606.00 | $0.00 | See FINRA Report |
| Paul Michael Furlong | 2177795 | 5 | 09/08/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| H Brad Kerr | 1005341 | 3 | 09/03/2000 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Albert Patrick Pierce | 5906288 | 1 | 08/29/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Furlong | 2177795 | 5 | 08/28/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vito Anthony Tango | 1019177 | 1 | 06/30/2000 | Customer Dispute | Closed-No Action | $7,000,000.00 | $0.00 | See FINRA Report |
| Daryl Gene Woodring | 832835 | 3 | 06/08/2000 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| William George Harvey | 722249 | 4 | 05/15/2000 | Customer Dispute | Settled | $237,385.00 | $0.00 | See FINRA Report |