Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Scott Richards | 2357072 | 4 | 04/05/2001 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
| Michael Eugene Toner | 2068468 | 3 | 04/03/2001 | Customer Dispute | Denied | $168,000.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Schultz | 2332248 | 2 | 03/23/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Richard Witt | 2155504 | 1 | 03/21/2001 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Lisa W Fouraker | 2954578 | 1 | 03/14/2001 | Customer Dispute | Award / Judgment | $210,000.00 | $7,500.00 | See FINRA Report |
| Bernie Lee Townes | 1305111 | 3 | 03/09/2001 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Michael Brian Levin | 717490 | 3 | 02/20/2001 | Customer Dispute | Withdrawn | $12,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Schnee | 1176174 | 6 | 02/20/2001 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Carney | 841972 | 5 | 02/12/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 02/12/2001 | Customer Dispute | Closed-No Action | $8,200.00 | $0.00 | See FINRA Report |