Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Bertram Gross | 817550 | 5 | 08/07/2001 | Customer Dispute | Award / Judgment | $335,699.00 | $112,500.00 | See FINRA Report |
| Murray Carter | 1911097 | 6 | 07/26/2001 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 07/06/2001 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Michael Walter Hassell | 2605921 | 2 | 07/05/2001 | Customer Dispute | Award / Judgment | $8,707.39 | $1,239.00 | See FINRA Report |
| William Simeon Simpson | 424938 | 3 | 07/02/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Noble | 715430 | 1 | 06/19/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Nicholas Papadopoulos | 2288248 | 2 | 04/30/2001 | Customer Dispute | Denied | $141,000.00 | $0.00 | See FINRA Report |
| Lawrence Scott Richards | 2357072 | 4 | 04/05/2001 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
| Michael Eugene Toner | 2068468 | 2 | 04/03/2001 | Customer Dispute | Denied | $168,000.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Schultz | 2332248 | 2 | 03/23/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |