Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Eric Asendorf | 1018543 | 7 | 10/24/2001 | Customer Dispute | Denied | $5,052.00 | $0.00 | See FINRA Report |
| Jack Zotti | 1906898 | 6 | 10/23/2001 | Customer Dispute | Settled | $8,970.40 | $0.00 | See FINRA Report |
| John Edwin Atkinson | 870435 | 1 | 10/10/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Edward Seth Blumenthal | 2068102 | 2 | 10/03/2001 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Michael D Dadko | 3051362 | 4 | 09/28/2001 | Customer Dispute | Settled | $187,855.00 | $0.00 | See FINRA Report |
| William George Harvey | 722249 | 4 | 09/25/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Theodore Frank Binder | 1925746 | 3 | 09/11/2001 | Customer Dispute | Closed-No Action | $6,865.00 | $0.00 | See FINRA Report |
| Murray Carter | 1911097 | 6 | 08/28/2001 | Customer Dispute | Award / Judgment | $231,318.00 | $9,759.03 | See FINRA Report |
| Thomas Frank Lagana | 838523 | 3 | 08/16/2001 | Customer Dispute | Award / Judgment | $40,000.00 | $0.00 | See FINRA Report |
| Jack Zotti | 1906898 | 6 | 08/13/2001 | Customer Dispute | Settled | $73,800.00 | $0.00 | See FINRA Report |