Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter James Adcroft | 1388800 | 1 | 05/29/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore Nicholas Papadopoulos | 2288248 | 2 | 05/22/2002 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Charles Alexander Creekmore | 1906522 | 3 | 05/10/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Bradley Scott Dickens | 2255295 | 1 | 05/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Vincent Ruggiero | 2419548 | 1 | 05/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore Frank Binder | 1925746 | 3 | 05/01/2002 | Customer Dispute | Settled | $5,400.00 | $0.00 | See FINRA Report |
| Russell R Valante | 3139639 | 2 | 04/19/2002 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony Arvanites | 706347 | 4 | 04/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Hans Underdahl | 1614866 | 4 | 04/02/2002 | Customer Dispute | Settled | $129,779.00 | $0.00 | See FINRA Report |
| Barry Keith Whalen | 2428378 | 6 | 03/01/2002 | Customer Dispute | Denied | $55,681.50 | $0.00 | See FINRA Report |