Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Kernicky | 1047508 | 3 | 12/16/2002 | Customer Dispute | Denied | $9,448.19 | $0.00 | See FINRA Report |
| Mark Steven Shapiro | 2199712 | 1 | 12/04/2002 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Thomas Henry Wilson | 1790620 | 4 | 11/18/2002 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Reese | 5482163 | 1 | 11/17/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Carney | 841972 | 5 | 10/25/2002 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| William Haslett Sewell | 724376 | 2 | 09/30/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| John Thomas Hardiman | 2089333 | 2 | 09/27/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Carney | 841972 | 5 | 09/17/2002 | Customer Dispute | Settled | $1,040,190.00 | $0.00 | See FINRA Report |
| Christopher James Ozazewski | 2410539 | 1 | 08/29/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jack Zotti | 1906898 | 6 | 08/27/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |