Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick G Witheril | 1092721 | 3 | 03/27/2003 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Schnee | 1176174 | 6 | 03/25/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Spann Reames | 1647930 | 2 | 03/10/2003 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jonathon Carson Leise | 726096 | 2 | 03/10/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Ellery Jennings | 2843403 | 1 | 01/31/2003 | Customer Dispute | Award / Judgment | $250,000.00 | $94,000.00 | See FINRA Report |
| Kathleen Ann Lynn | 1123693 | 1 | 01/27/2003 | Customer Dispute | Denied | $106,764.00 | $0.00 | See FINRA Report |
| Edward Mark Paskin | 2270419 | 2 | 01/27/2003 | Customer Dispute | Denied | $71,500.00 | $0.00 | See FINRA Report |
| William Simeon Simpson | 424938 | 3 | 01/27/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Edouard Blankenship | 2215124 | 7 | 01/24/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Edouard Blankenship | 2215124 | 7 | 01/10/2003 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |