Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nadav Nachum Baum | 1484811 | 16 | 01/05/2004 | Customer Dispute | Settled | $77,568.00 | $0.00 | See FINRA Report |
| Kathleen Maria Zelenka | 2467474 | 1 | 12/19/2003 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 12/01/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edouard Blankenship | 2215124 | 7 | 10/13/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Kirkwood Eberly | 735057 | 1 | 09/15/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Robert Morris | 1903657 | 2 | 09/10/2003 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 08/28/2003 | Customer Dispute | Award / Judgment | $147,550.00 | $0.00 | See FINRA Report |
| Patrick Murphy Ehret | 1220075 | 2 | 08/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Eugene Livengood | 1833543 | 1 | 07/30/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Lucian Costanzo | 2504371 | 2 | 07/16/2003 | Customer Dispute | Award / Judgment | $450,000.00 | $455,292.00 | See FINRA Report |