Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Keith Whalen | 2428378 | 6 | 03/22/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Vincent Silvestro | 2095318 | 10 | 03/19/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Frank Lagana | 838523 | 3 | 03/09/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff William Sellers | 1502286 | 2 | 03/03/2004 | Customer Dispute | Denied | $23,351.20 | $0.00 | See FINRA Report |
| Timothy Patrick Gormley | 2520806 | 1 | 02/27/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Carney | 841972 | 5 | 02/17/2004 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 02/03/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Andrew Feiertag | 2297871 | 3 | 01/22/2004 | Customer Dispute | Closed-No Action | $116,133.00 | $0.00 | See FINRA Report |
| Steven Louis Rivera | 2185785 | 1 | 01/16/2004 | Customer Dispute | Closed-No Action | $85,278.00 | $0.00 | See FINRA Report |
| Terry Wayne Raab | 807861 | 2 | 01/08/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |