Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Louis Fiore | 2367354 | 1 | 06/24/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William Matthew Lawlor | 2537909 | 3 | 06/14/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Haden Thurston Dudley | 866608 | 2 | 06/04/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Stuart Michael Singer | 870079 | 3 | 05/27/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 05/24/2004 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Michael Edouard Blankenship | 2215124 | 7 | 05/12/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Albert Crittenden | 1190153 | 2 | 05/11/2004 | Customer Dispute | Denied | $111,771.00 | $0.00 | See FINRA Report |
| Stuart Michael Singer | 870079 | 3 | 05/03/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Hans Underdahl | 1614866 | 4 | 03/24/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Morris Smith | 2438276 | 1 | 03/23/2004 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |