Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glenn Albert Hamler | 1516090 | 2 | 02/14/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Kevin Ennis | 502059 | 2 | 02/07/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Paul Michael Furlong | 2177795 | 5 | 01/11/2005 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Jack Zotti | 1906898 | 6 | 01/05/2005 | Customer Dispute | Award / Judgment | $125,000.00 | $24,080.00 | See FINRA Report |
| Patrick G Witheril | 1092721 | 3 | 10/15/2004 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Paulette Ann Street | 1874314 | 1 | 10/04/2004 | Customer Dispute | Settled | $92,480.00 | $0.00 | See FINRA Report |
| Terry Wayne Raab | 807861 | 2 | 10/01/2004 | Customer Dispute | Settled | $92,480.00 | $0.00 | See FINRA Report |
| Barry Keith Whalen | 2428378 | 6 | 09/27/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Falk | 870874 | 3 | 07/13/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jan Peter Cummins | 718836 | 4 | 06/25/2004 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |