Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Jean Williams | 1745041 | 2 | 02/10/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 01/25/2006 | Customer Dispute | Settled | $146,000.00 | $0.00 | See FINRA Report |
| Daryl Gene Woodring | 832835 | 3 | 01/24/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Hans Underdahl | 1614866 | 4 | 01/10/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gregory John Dupee | 2089880 | 2 | 12/16/2005 | Customer Dispute | Award / Judgment | $150,000.00 | $40,000.00 | See FINRA Report |
| Montgomery Chase Bradley | 1845915 | 1 | 10/14/2005 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Michael Owen Gaddis | 7149735 | 1 | 09/27/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Brian Levin | 717490 | 3 | 09/26/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Richard Carl Lawson | 816698 | 1 | 08/09/2005 | Customer Dispute | Settled | $207,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Fedoriw | 3137966 | 1 | 07/26/2005 | Customer Dispute | Denied | $16,500.00 | $0.00 | See FINRA Report |