Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfred Robert Cordell | 1709095 | 1 | 08/15/2006 | Customer Dispute | Settled | $18,009.00 | $0.00 | See FINRA Report |
| Richard Jeffrey Robinson | 1210547 | 1 | 08/11/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Dane Mahoney | 844399 | 3 | 07/31/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher John Squassi | 1920716 | 2 | 04/27/2006 | Customer Dispute | Award / Judgment | $250,000.00 | $120,200.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 04/26/2006 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 04/20/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Lofurno | 1510850 | 2 | 04/18/2006 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 03/29/2006 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael Lee Appelbaum | 1865342 | 2 | 03/15/2006 | Customer Dispute | Settled | $8,663.04 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 02/13/2006 | Customer Dispute | Settled | $397,000.00 | $0.00 | See FINRA Report |