Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Jean Williams | 1745041 | 2 | 02/20/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Shawn Christopher Sauerwein | 4464506 | 1 | 02/12/2009 | Customer Dispute | Denied | $61,466.30 | $0.00 | See FINRA Report |
| Stephen Michael Elder | 1554925 | 1 | 02/02/2009 | Customer Dispute | Denied | $8,817.19 | $0.00 | See FINRA Report |
| Craig Allen Lewis | 2264865 | 5 | 01/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Vincent Silvestro | 2095318 | 10 | 01/15/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Corey Carson | 4265815 | 1 | 01/06/2009 | Customer Dispute | Denied | $6,120.00 | $0.00 | See FINRA Report |
| Michael Kernicky | 1047508 | 3 | 12/30/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael D Dadko | 3051362 | 4 | 12/22/2008 | Customer Dispute | Settled | $950,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Lofurno | 1510850 | 2 | 12/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kathryn A Genovese | 4404496 | 3 | 11/25/2008 | Customer Dispute | Denied | $16,233.90 | $0.00 | See FINRA Report |