Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Dunlap Lownes | 828030 | 3 | 05/15/2009 | Customer Dispute | Denied | $6,903.51 | $0.00 | See FINRA Report |
| Abraham Paul Horowitz | 3132107 | 1 | 05/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Gb Harvey | 2398782 | 4 | 04/20/2009 | Customer Dispute | Denied | $161,025.00 | $0.00 | See FINRA Report |
| Brian Anthony Fleming | 1618930 | 2 | 04/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daryl Gene Woodring | 832835 | 3 | 04/13/2009 | Customer Dispute | Settled | $80,250.00 | $0.00 | See FINRA Report |
| Colleen Claire MacKenzie-Doino | 2691429 | 1 | 04/08/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Noel Franklin Simons | 4171575 | 1 | 04/07/2009 | Customer Dispute | Settled | $42,788.70 | $0.00 | See FINRA Report |
| Allan Hitchings Strange | 1038080 | 2 | 04/06/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael D Dadko | 3051362 | 4 | 03/20/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stephen George Powers | 1339668 | 1 | 03/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |