Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Fred Scamorza | 3259521 | 1 | 10/27/2009 | Customer Dispute | Denied | $18,149.00 | $0.00 | See FINRA Report |
| William George Harvey | 722249 | 4 | 10/14/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| William Gb Harvey | 2398782 | 4 | 10/14/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Jonathan Robert Harvey | 4558464 | 3 | 10/14/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Edward George McCarthy | 1069514 | 1 | 10/09/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jordan Grace Higgins | 6202496 | 1 | 09/25/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristen Janis Whitten | 4462755 | 1 | 08/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 08/04/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Garner Springer | 4255949 | 3 | 07/30/2009 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
| John Gardner Best | 4842656 | 1 | 07/22/2009 | Customer Dispute | Denied | $44,500.00 | $0.00 | See FINRA Report |