Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeff William Sellers | 1502286 | 2 | 07/26/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Philip George Blumel | 2811805 | 2 | 07/26/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Paz | 2964285 | 1 | 07/25/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howard James Newman | 1921871 | 4 | 07/11/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Godwin Willett | 1064583 | 3 | 04/25/2011 | Customer Dispute | Denied | $135,000.00 | $0.00 | See FINRA Report |
| Karen Jean Briggs | 5320303 | 1 | 03/29/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Godwin Willett | 1064583 | 3 | 03/23/2011 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Whitney Staunton Boucher | 2108566 | 4 | 02/16/2011 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Michael Vincent Silvestro | 2095318 | 10 | 02/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathryn A Genovese | 4404496 | 3 | 02/14/2011 | Customer Dispute | Denied | $18,164.10 | $0.00 | See FINRA Report |