Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Langdon Bailey | 1519726 | 2 | 11/06/2012 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |
| George Mina Zaki | 5437015 | 2 | 10/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Charles Guggenheimer | 1646257 | 3 | 10/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Honan | 1584729 | 1 | 09/09/2012 | Customer Dispute | Denied | $10,533.00 | $0.00 | See FINRA Report |
| William John Ryan | 1283508 | 1 | 09/05/2012 | Customer Dispute | Withdrawn | $3,400,000.00 | $0.00 | See FINRA Report |
| Whitney Staunton Boucher | 2108566 | 4 | 08/07/2012 | Customer Dispute | Award / Judgment | $250,000.00 | $0.00 | See FINRA Report |
| Whitney Staunton Boucher | 2108566 | 4 | 08/01/2012 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| Michael D Dadko | 3051362 | 4 | 07/12/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Lynfield | 1278288 | 2 | 07/11/2012 | Customer Dispute | Settled | $194,241.00 | $0.00 | See FINRA Report |
| Michael Lee Appelbaum | 1865342 | 2 | 07/09/2012 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See FINRA Report |