Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Andrew Coraggio | 4684084 | 8 | 05/07/2013 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Sidney Edward Gosser | 724301 | 2 | 03/12/2013 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Coraggio | 4684084 | 8 | 02/24/2013 | Customer Dispute | Closed-No Action | $7,382.18 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 02/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Steven Halter | 732330 | 2 | 02/15/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory John Kuhn | 1334946 | 1 | 02/05/2013 | Customer Dispute | Award / Judgment | $0.00 | $10,000.00 | See FINRA Report |
| Joseph Peter Canciglia | 3194378 | 10 | 01/17/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Allen Lewis | 2264865 | 5 | 12/28/2012 | Customer Dispute | Award / Judgment | $1,236,000.00 | $293,266.00 | See FINRA Report |
| Scott Jay Kaminsky | 2835525 | 2 | 12/24/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Lynfield | 1278288 | 2 | 11/20/2012 | Customer Dispute | Settled | $739,228.00 | $0.00 | See FINRA Report |