Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wesley Andrew Pritchett | 2351025 | 2 | 03/13/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Eric Brent Lawless | 4184573 | 1 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William George Harvey | 722249 | 4 | 02/27/2024 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
| William Gb Harvey | 2398782 | 4 | 02/27/2024 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
| Jonathan Robert Harvey | 4558464 | 3 | 02/27/2024 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
| Christopher Joseph Munafo | 1336979 | 1 | 02/26/2024 | Customer Dispute | Denied | $9,475.87 | $0.00 | See FINRA Report |
| Tamara A Lee | 5759244 | 1 | 02/20/2024 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Thomas Frank Lagana | 838523 | 3 | 01/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Louis Corello | 1407750 | 1 | 12/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Susan Aagaard Whitesell | 1554608 | 1 | 10/26/2023 | Customer Dispute | Settled | $11,873.00 | $0.00 | See FINRA Report |