Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Robin Raisman | 2332663 | 2 | 03/25/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael Lawrence Graves | 4351078 | 2 | 02/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Frederick Homsher | 1999370 | 3 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Helen Stovall Bueno | 850626 | 1 | 02/23/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Charos | 1752137 | 2 | 02/06/2015 | Customer Dispute | Withdrawn | $64,000.00 | $0.00 | See FINRA Report |
| Ernest Howard Stanley | 1171132 | 1 | 02/04/2015 | Customer Dispute | Withdrawn | $43,000.00 | $0.00 | See FINRA Report |
| Nefertiti Burley | 4869933 | 7 | 01/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Frederick Homsher | 1999370 | 3 | 12/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Frederick Homsher | 1999370 | 3 | 12/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nefertiti Burley | 4869933 | 7 | 12/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |