Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Eric Dolgin | 1202513 | 5 | 08/04/2015 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Randall William Kaupas | 4193742 | 1 | 07/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nefertiti Burley | 4869933 | 7 | 07/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Carl Meyer | 1253431 | 2 | 07/16/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Marcy Lee Leprell | 4212100 | 1 | 07/16/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nefertiti Burley | 4869933 | 7 | 07/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Peter Canciglia | 3194378 | 10 | 06/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott A Wilson | 2912177 | 1 | 06/22/2015 | Customer Dispute | Denied | $27,680.00 | $0.00 | See FINRA Report |
| Nefertiti Burley | 4869933 | 7 | 06/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Robert Moline | 4911158 | 2 | 06/02/2015 | Customer Dispute | Denied | $39,664.90 | $0.00 | See FINRA Report |