Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Garner Springer | 4255949 | 3 | 02/09/2016 | Customer Dispute | Settled | $39,530.00 | $0.00 | See FINRA Report |
| Richard Anthony Ranone | 1671042 | 2 | 01/29/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 01/14/2016 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Jason Todd Morgenstern | 3252004 | 1 | 01/13/2016 | Customer Dispute | Final | $2,000,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Coraggio | 4684084 | 8 | 01/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Peter Canciglia | 3194378 | 10 | 12/24/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Fred Odell | 2454609 | 1 | 12/22/2015 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Christopher John Guandolo | 4239305 | 1 | 11/02/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Whitney Staunton Boucher | 2108566 | 4 | 09/22/2015 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Nefertiti Burley | 4869933 | 7 | 08/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |