Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Donald Routhier | 2067926 | 2 | 07/18/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michael Vincent Silvestro | 2095318 | 10 | 06/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Scott Richards | 2357072 | 4 | 06/03/2016 | Customer Dispute | Denied | $21,080.00 | $0.00 | See FINRA Report |
| Brandon Levine | 5306918 | 1 | 05/21/2016 | Customer Dispute | Denied | $62,000.00 | $0.00 | See FINRA Report |
| Gary George Vescio | 2968684 | 2 | 05/21/2016 | Customer Dispute | Denied | $62,000.00 | $0.00 | See FINRA Report |
| Jessica Anne Hartman | 3107263 | 1 | 05/09/2016 | Customer Dispute | Denied | $28,500.00 | $0.00 | See FINRA Report |
| Janet Renee Riser | 1005339 | 1 | 05/09/2016 | Customer Dispute | Denied | $28,500.00 | $0.00 | See FINRA Report |
| Tammy Elaine Bowman | 2159262 | 2 | 04/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Peter Canciglia | 3194378 | 10 | 04/20/2016 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Douglas Robert Moline | 4911158 | 2 | 04/19/2016 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |