Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Regina Kline Colburn | 6983024 | 1 | 06/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| T Jack Gary | 218504 | 1 | 06/01/2017 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Carolyn Ann Frzop | 1778610 | 2 | 05/01/2017 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Brian Thomas Obremski | 3040478 | 1 | 03/23/2017 | Customer Dispute | Withdrawn | $5,055.38 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 03/10/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Elizabeth Antill | 6165455 | 1 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kirk Stephen Kolligian | 2372119 | 2 | 02/27/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Peter Canciglia | 3194378 | 10 | 02/24/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shane Timothy Ennis | 5505733 | 1 | 02/09/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shelly Elizabeth Delucas | 4668883 | 1 | 01/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |