Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christina Lynn Latham | 5992307 | 1 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Charos | 1752137 | 2 | 03/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Niles | 2264883 | 3 | 02/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Falk | 870874 | 3 | 12/07/2017 | Customer Dispute | Pending | $76,000.00 | $0.00 | See FINRA Report |
| Reginald Wayman Wilkes | 1850425 | 1 | 11/22/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Vincent Silvestro | 2095318 | 10 | 10/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Enright | 1673442 | 1 | 08/25/2017 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Howard James Newman | 1921871 | 4 | 08/07/2017 | Customer Dispute | Denied | $6,654.67 | $0.00 | See FINRA Report |
| Timothy Michael Moynihan | 1904606 | 2 | 07/11/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Max Lesky | 1539695 | 1 | 07/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |