Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Colin Mahon | 5576805 | 3 | 07/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Geisen | 2592995 | 1 | 07/11/2018 | Customer Dispute | Settled | $112,000.00 | $0.00 | See FINRA Report |
| Robert Wayne Shealy | 2434417 | 2 | 06/28/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Russell R Valante | 3139639 | 2 | 06/11/2018 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Paul Elmer Townsend | 2431072 | 2 | 05/03/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Peter Canciglia | 3194378 | 10 | 05/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Blake Tyler Jones | 2922134 | 2 | 04/13/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Brathwaite | 6345621 | 2 | 04/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Brathwaite | 6345621 | 2 | 04/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Humbert Keith | 1031080 | 1 | 03/28/2018 | Customer Dispute | Settled | $255,000.00 | $0.00 | See FINRA Report |