Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Francis Gayer | 6350432 | 1 | 11/26/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kasseim Everett | 6548332 | 3 | 10/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher John Squassi | 1920716 | 2 | 09/25/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Niles | 2264883 | 3 | 09/04/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Peter Canciglia | 3194378 | 10 | 09/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tracey Schusterman | 1432242 | 3 | 08/06/2018 | Customer Dispute | Award / Judgment | $1,072,780.00 | $199,178.00 | See FINRA Report |
| Asa Cort | 5932220 | 3 | 08/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Asa Cort | 5932220 | 3 | 08/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Asa Cort | 5932220 | 3 | 08/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colin Mahon | 5576805 | 3 | 07/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |