Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kasseim Everett | 6548332 | 3 | 04/07/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Eric Dolgin | 1202513 | 5 | 03/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Eric Dolgin | 1202513 | 5 | 01/25/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Jeffrey Karpiak | 2989421 | 1 | 01/22/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory John Dupee | 2089880 | 2 | 01/22/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Godwin Willett | 1064583 | 3 | 01/21/2019 | Customer Dispute | Closed-No Action | $251,042.00 | $0.00 | See FINRA Report |
| William Ray Nice | 4018584 | 1 | 01/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Michael Moore | 3206918 | 1 | 01/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Francis Sammarco | 1466816 | 1 | 01/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Vincent Silvestro | 2095318 | 10 | 12/10/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |