Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Allen Lewis | 2264865 | 5 | 03/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Hyun Kroehler | 3218590 | 3 | 02/22/2008 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Christopher Charles Walkley | 2282928 | 1 | 02/04/2008 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Francisco Javier Amigo | 1950393 | 1 | 10/02/2007 | Customer Dispute | Settled | $90,219.00 | $0.00 | See FINRA Report |
| Edmund Marshal Broomhead | 1712713 | 1 | 06/25/2007 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michael Brian Levin | 717490 | 3 | 06/20/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Keith Manley | 4476648 | 1 | 05/24/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Kayvon Hagigh | 2583423 | 2 | 05/03/2007 | Customer Dispute | Settled | $374,000.00 | $0.00 | See FINRA Report |
| Hugh James Lantz | 1237654 | 1 | 04/10/2007 | Customer Dispute | Settled | $186,600.00 | $0.00 | See FINRA Report |
| Derek Scott Smith | 1616996 | 1 | 01/31/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |