Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Elliott Grice | 1736910 | 1 | 08/10/2011 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Philip George Blumel | 2811805 | 2 | 07/26/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeff William Sellers | 1502286 | 2 | 07/26/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Paz | 2964285 | 1 | 07/25/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howard James Newman | 1921871 | 4 | 07/11/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Linda Steadman Fraser | 2933172 | 1 | 05/24/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mert Guy Gilbert | 840999 | 3 | 03/08/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tracey Schusterman | 1432242 | 3 | 02/04/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ryan Steckler | 2765869 | 3 | 07/26/2010 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Thomas Richard Mancini | 1131194 | 1 | 05/17/2010 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |