Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Elmer Townsend | 2431072 | 2 | 11/27/2013 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Drew Randall Pickard | 2387742 | 5 | 11/13/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Coraggio | 4684084 | 8 | 05/07/2013 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Sidney Edward Gosser | 724301 | 2 | 03/12/2013 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Peter Thompson Higgins | 245408 | 7 | 03/04/2013 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Lynfield | 1278288 | 2 | 11/20/2012 | Customer Dispute | Settled | $739,228.00 | $0.00 | See FINRA Report |
| Charles Langdon Bailey | 1519726 | 2 | 11/06/2012 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |
| Whitney Staunton Boucher | 2108566 | 4 | 08/01/2012 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Lynfield | 1278288 | 2 | 07/11/2012 | Customer Dispute | Settled | $194,241.00 | $0.00 | See FINRA Report |
| Megan Elizabeth Dupre-Keating | 4315817 | 1 | 11/15/2011 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |