Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Harry Applebaum | 1628443 | 9 | 02/11/2016 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Lee Garner Springer | 4255949 | 3 | 02/09/2016 | Customer Dispute | Settled | $39,530.00 | $0.00 | See FINRA Report |
| Richard Anthony Ranone | 1671042 | 2 | 01/29/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher John Guandolo | 4239305 | 1 | 11/02/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Whitney Staunton Boucher | 2108566 | 4 | 09/22/2015 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Amy Robin Raisman | 2332663 | 2 | 03/25/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| David Bruce Moss | 1000478 | 1 | 09/11/2014 | Customer Dispute | Settled | $4,729.42 | $0.00 | See FINRA Report |
| Robert Wayne Shealy | 2434417 | 2 | 05/16/2014 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Joseph Peter Canciglia | 3194378 | 10 | 01/28/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Amy Robin Raisman | 2332663 | 2 | 12/02/2013 | Customer Dispute | Settled | $123,000.00 | $0.00 | See FINRA Report |