Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Roger Kastan | 1030565 | 4 | 12/15/1985 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Christopher Dane Mahoney | 844399 | 3 | 04/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Maas | 1032136 | 1 | 11/30/-0001 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Richard Dunlap Lownes | 828030 | 3 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |