Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert John Banasiak | 11694 | 1 | 01/18/1991 | Customer Dispute | Settled | $64,210.00 | $0.00 | See FINRA Report |
| Allan Hitchings Strange | 1038080 | 2 | 01/21/1990 | Customer Dispute | Settled | $16,912.00 | $0.00 | See FINRA Report |
| John Schwemlein | 416664 | 1 | 11/02/1989 | Customer Dispute | Settled | $26,787.90 | $0.00 | See FINRA Report |
| H. Brad Kerr | 1005341 | 3 | 10/13/1989 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Dennis Toner | 1107438 | 1 | 09/14/1987 | Customer Dispute | Settled | $17,984.60 | $0.00 | See FINRA Report |
| William Albert Murdoch | 1271101 | 2 | 04/15/1987 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Bradley Roger Kastan | 1030565 | 4 | 04/02/1987 | Customer Dispute | Settled | $1,680,000.00 | $0.00 | See FINRA Report |
| Gordon Albert Eide | 854079 | 2 | 02/21/1986 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Keane | 868043 | 1 | 02/01/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gordon Albert Eide | 854079 | 2 | 01/21/1986 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |