Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph William Waterloo | 2724848 | 1 | 03/09/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harold Bertram Gross | 817550 | 5 | 02/25/2020 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Andrew S Vitek | 2305884 | 3 | 12/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bernie Lee Townes | 1305111 | 3 | 10/11/2019 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Massimo A Romano | 4324267 | 1 | 10/04/2019 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |
| Richard Anthony Ranone | 1671042 | 2 | 07/17/2019 | Customer Dispute | Settled | $1,561,870.00 | $0.00 | See FINRA Report |
| Andrew S Vitek | 2305884 | 3 | 05/13/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Sherrer | 5972142 | 1 | 04/15/2019 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Steven Eric Dolgin | 1202513 | 5 | 01/25/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Jeffrey Karpiak | 2989421 | 1 | 01/22/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |