Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter James Freyer | 214276 | 1 | 10/21/1993 | Customer Dispute | Settled | $68,125.00 | $0.00 | See FINRA Report |
| Keith Robert Kleinman | 1064497 | 4 | 10/21/1993 | Customer Dispute | Settled | $8,168.00 | $0.00 | See FINRA Report |
| Keith Robert Kleinman | 1064497 | 4 | 10/21/1993 | Customer Dispute | Settled | $5,674.00 | $0.00 | See FINRA Report |
| Keith Robert Kleinman | 1064497 | 4 | 10/21/1993 | Customer Dispute | Settled | $6,131.00 | $0.00 | See FINRA Report |
| John Robert Morris | 1903657 | 2 | 09/24/1993 | Customer Dispute | Settled | $36,942.00 | $0.00 | See FINRA Report |
| Ronald Lee Shaw | 1918080 | 2 | 04/01/1993 | Customer Dispute | Settled | $17,275.00 | $0.00 | See FINRA Report |
| Michael Kernicky | 1047508 | 3 | 07/08/1992 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Keith Robert Kleinman | 1064497 | 4 | 06/02/1992 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony McDonald | 1411308 | 4 | 03/29/1992 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Schnee | 1176174 | 6 | 03/06/1992 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |