Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Anthony Giudice | 1555215 | 2 | 02/22/1999 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Ronald Lee Shaw | 1918080 | 2 | 10/19/1998 | Customer Dispute | Settled | $12,062.50 | $0.00 | See FINRA Report |
| Keith Justin Butler | 2168574 | 1 | 10/12/1998 | Customer Dispute | Settled | $83,989.00 | $0.00 | See FINRA Report |
| Lawrence Scott Richards | 2357072 | 4 | 09/01/1998 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Barry Keith Whalen | 2428378 | 6 | 08/17/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Adam Ewanouski | 1200306 | 7 | 07/14/1998 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| William Carl Meyer | 1253431 | 2 | 05/13/1998 | Customer Dispute | Settled | $15,549.20 | $0.00 | See FINRA Report |
| Lawrence Kevin Ennis | 502059 | 2 | 09/09/1997 | Customer Dispute | Settled | $81,000.00 | $0.00 | See FINRA Report |
| Richard John Ballou | 1572301 | 1 | 03/11/1997 | Customer Dispute | Settled | $16,750.00 | $0.00 | See FINRA Report |
| Edward Joseph Kelly | 1283190 | 1 | 09/19/1996 | Customer Dispute | Settled | $36,715.00 | $0.00 | See FINRA Report |