Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Allen Schnee | 1176174 | 6 | 02/20/2001 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Lawrence Scott Richards | 2357072 | 4 | 12/15/2000 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jack Zotti | 1906898 | 6 | 12/14/2000 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Paul Michael Furlong | 2177795 | 4 | 12/08/2000 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Daryl Gene Woodring | 832835 | 3 | 06/08/2000 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| William George Harvey | 722249 | 3 | 05/15/2000 | Customer Dispute | Settled | $237,385.00 | $0.00 | See FINRA Report |
| Thomas Kayvon Hagigh | 2583423 | 2 | 03/24/2000 | Customer Dispute | Settled | $29,157.20 | $0.00 | See FINRA Report |
| Jack Zotti | 1906898 | 6 | 02/10/2000 | Customer Dispute | Settled | $4,235.00 | $0.00 | See FINRA Report |
| Gregory Michael Drahuschak | 71631 | 1 | 01/04/2000 | Customer Dispute | Settled | $14,641.00 | $0.00 | See FINRA Report |
| William Albert Murdoch | 1271101 | 2 | 12/20/1999 | Customer Dispute | Settled | $28,660.10 | $0.00 | See FINRA Report |