Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick G Witheril | 1092721 | 3 | 02/04/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howard James Newman | 1921871 | 4 | 11/20/2001 | Customer Dispute | Settled | $84,472.60 | $0.00 | See FINRA Report |
| William George Barth | 2882067 | 1 | 11/20/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 11/08/2001 | Customer Dispute | Settled | $186,570.00 | $0.00 | See FINRA Report |
| Thomas Hans Underdahl | 1614866 | 4 | 11/01/2001 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Jack Zotti | 1906898 | 6 | 10/23/2001 | Customer Dispute | Settled | $8,970.40 | $0.00 | See FINRA Report |
| Michael D Dadko | 3051362 | 4 | 09/28/2001 | Customer Dispute | Settled | $187,855.00 | $0.00 | See FINRA Report |
| William George Harvey | 722249 | 3 | 09/25/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jack Zotti | 1906898 | 6 | 08/13/2001 | Customer Dispute | Settled | $73,800.00 | $0.00 | See FINRA Report |
| Bernie Lee Townes | 1305111 | 3 | 03/09/2001 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |