Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Joseph Carney | 841972 | 5 | 09/17/2002 | Customer Dispute | Settled | $1,040,190.00 | $0.00 | See FINRA Report |
| Steven N Perlman | 2506711 | 1 | 08/23/2002 | Customer Dispute | Settled | $3,075,620.00 | $0.00 | See FINRA Report |
| Walter Thomas Dwyer | 1470460 | 1 | 08/22/2002 | Customer Dispute | Settled | $73,000.00 | $0.00 | See FINRA Report |
| Manly Koji Church | 3082019 | 2 | 07/10/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Hunter Robb | 1331359 | 2 | 06/03/2002 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Theodore Nicholas Papadopoulos | 2288248 | 2 | 05/22/2002 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Theodore Frank Binder | 1925746 | 3 | 05/01/2002 | Customer Dispute | Settled | $5,400.00 | $0.00 | See FINRA Report |
| Russell R Valante | 3139639 | 2 | 04/19/2002 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Thomas Hans Underdahl | 1614866 | 4 | 04/02/2002 | Customer Dispute | Settled | $129,779.00 | $0.00 | See FINRA Report |
| Howard James Newman | 1921871 | 4 | 02/21/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |