Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nadav Nachum Baum | 1484811 | 16 | 01/05/2004 | Customer Dispute | Settled | $77,568.00 | $0.00 | See FINRA Report |
| Kathleen Maria Zelenka | 2467474 | 2 | 12/19/2003 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Michael Edouard Blankenship | 2215124 | 7 | 10/13/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Glenn Albert Hamler | 1516090 | 2 | 04/21/2003 | Customer Dispute | Settled | $34,114.80 | $0.00 | See FINRA Report |
| Daniel Joseph Carney | 841972 | 5 | 04/07/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Spann Reames | 1647930 | 2 | 03/10/2003 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Michael Edouard Blankenship | 2215124 | 7 | 01/10/2003 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Mark Steven Shapiro | 2199712 | 1 | 12/04/2002 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Thomas Henry Wilson | 1790620 | 4 | 11/18/2002 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
| Thomas Campbell Taylor | 720155 | 1 | 10/04/2002 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |