Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Louis Serano | 418920 | 2 | 03/15/2006 | Customer Dispute | Settled | $3,484,220.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 02/13/2006 | Customer Dispute | Settled | $397,000.00 | $0.00 | See FINRA Report |
| Laura Jean Williams | 1745041 | 2 | 02/10/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 01/25/2006 | Customer Dispute | Settled | $146,000.00 | $0.00 | See FINRA Report |
| Thomas Hans Underdahl | 1614866 | 4 | 01/10/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Montgomery Chase Bradley | 1845915 | 1 | 10/14/2005 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Richard Carl Lawson | 816698 | 1 | 08/09/2005 | Customer Dispute | Settled | $207,000.00 | $0.00 | See FINRA Report |
| Thomas Henry Wilson | 1790620 | 4 | 04/22/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Andrew Feiertag | 2297871 | 3 | 04/05/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stanley Manuel Hochhauser | 247225 | 1 | 04/01/2005 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |