Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Hans Underdahl | 1614866 | 4 | 03/24/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Frank Lagana | 838523 | 3 | 03/09/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 12/01/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Noble | 715430 | 1 | 06/19/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Pennock Collings | 51101 | 2 | 02/08/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Pennock Collings | 51101 | 2 | 08/26/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony McDonald | 1411308 | 4 | 05/11/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Stevens | 2318080 | 1 | 08/04/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Roger Kastan | 1030565 | 4 | 04/12/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Roger Kastan | 1030565 | 4 | 03/12/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |